FINRA

finra.org
1735 K Street
Washington, DC 20006
Phone:301-590-6500
Fax: N/A
Updated On : November 15, 2013

Type:

Private

Employees:

Revenue:

Industry:

Finance->Investment Bank/Brokerage

SIC Code:

6282 - Investment Advice
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Richard Ketchum
Title: CEO/Chairman
Executive HQ :301-590-6500
Steven Randich
Title: EVP/CIO
Technology HQ :301-590-6500
Todd Diganci
Title: EVP/CFO
Finance HQ :301-590-6500
Robert Colby
Title: Chief Legal Officer
Legal HQ :301-590-6500
Tracy Johnson
Title: SVP HR
Human Resources HQ :301-590-6500
Thomas Selman
Title: EVP Regulatory Policy
Legal HQ :301-590-6500
Gregory Ahern
Title: EVP Corporate Communications/Government Relat
Public Relations HQ :301-590-6500
Jonathan Sokobin
Title: Chief Economist/SVP
Executive HQ :301-590-6500
Grace Vogel
Title: EVP Member Regulation
Not Available Executive HQ :301-590-6500
Carlo Florio
Title: EVP Risk/Strategy
Executive HQ :301-590-6500
Linda Fienberg
Title: Pres FINRA Dispute Res/Chief Hearing Officer
Executive HQ :301-590-6500
Marcia Asquith
Title: SVP Corporate Secretary
Executive HQ :301-590-6500
J Bennett
Title: EVP Enforcement
Executive HQ :301-590-6500
Thomas Gira
Title: EVP Market Regulation
Sales - Marketing HQ :301-590-6500
Cameron Funkhouser
Title: EVP Office of Fraud Detection/Market Intelligence
Sales - Marketing HQ :301-590-6500
Mike Rufino
Title: Head Member Regulation/Sales Practice
Executive HQ :301-590-6500
Bill Wollman
Title: Head Member Regulation/ ROOR
Executive HQ :301-590-6500
Gerri Walsh
Title: Pres/VP FINRA Investor Education
Executive HQ :301-590-6500
Peter Gleason
Title: Chief Operating Officer
Operations 202-728-8000
Samuel Gaer
Title: Chief Information Officer
Technology 240-386-4200
Douglas Shulman
Title: President Regulatory Services And Operations
Not Available Executive 202-728-8000
Frank Zarb
Title: Chairman And Chief Executive Officer
Executive 202-728-8000
Stephen Luparello
Title: Senior Executive Vice President Regulatory Operations
Not Available Operations 212-946-1998
Susan Axelrod
Title: Senior Vice President Office of Regulatory Operations
Operations 212-946-1998
Dori Bolden
Title: Employee Benefits Manager
Human Resources 202-728-8000
Stephen Schoeneman
Title: Chief Audit Executive
Executive 212-946-1998
Lila Hicks
Title: PACING Systems Training Program Manager
Executive 202-728-8000
Julie Murphy
Title: Auditor
Finance 202-728-8000
Corey Costa
Title: Associate Audit Director
Finance HQ :301-590-6500
George Trumbour
Title: Auditor
Finance HQ :301-590-6500
Liho Li
Title: Associate Audit Director
Finance 212-946-1998
Sarah Smith
Title: Auditor
Finance 202-728-8000
Jonnna Beldey
Title: Assistant Vice President Marketing and Operations, Education and Training
Sales - Marketing 212-946-1998
Cathi Weber
Title: Human Resources Manager
Human Resources 202-728-8000
David Kennedy
Title: Human Resources Manager
Human Resources 202-728-8000
Kathleen Ogrady
Title: Human Resources Manager
Not Available Human Resources 202-728-8000
Amy Brereton
Title: Human Resources Manager
Human Resources HQ :301-590-6500
Rory Flynn
Title: Division Human Resources Manager
Human Resources 202-974-2874
Tara Folb
Title: Director HR
Executive HQ :301-590-6500
Bruce Robbins
Title: Senior Examiner
Executive 312-899-4305
Showing 1 to 40 of 74 entries

Ceo Reference:

Richard Ketchum
Richard Ketchum is FINRA's CEO. Their CEO/Chairman is Richard Ketchum. Their Lead411 profile is categorized under the industry. If you're checking for FINRA email addresses, these are also available on Lead411 with the @finra.org email addresses and possibly Richard Ketchum's email. FINRA is based in Washington, DC. You can also get Richard Ketchum's linkedin info, twitter data, and biography on their Lead411 profile. Their information is filed under the category.

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