1735 K Street
Washington, DC 20006
Phone: 301-590-6500
Fax: N/A




5000 - 9999


20 - 50 Million


Finance->Investment Bank/Brokerage

SIC Code:

6282 - Investment Advice
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Richard Ketchum
Title: CEO/Chairman
Executive HQ :301-590-6500 Export
Steven Randich
Title: CIO/EVP
Technology HQ :301-590-6500 Export
Todd Diganci
Title: CFO/EVP
Finance HQ :301-590-6500 Export
Robert Colby
Title: Chief Legal Officer
Legal HQ :301-590-6500 Export
Tracy Johnson
Title: SVP HR
Human Resources HQ :301-590-6500 Export
Carlo Di Florio
Title: Chief Risk Officer & Head of Strategy
Finance HQ :301-590-6500 Export
Thomas Selman
Title: EVP Regulatory Policy
Legal HQ :301-590-6500 Export
Susan Axelrod
Title: EVP Regulatory Operations
Legal HQ :301-590-6500 Export
Gregory Ahern
Title: EVP Corporate Communications/Government Relat
Public Relations HQ :301-590-6500 Export
Marcia Asquith
Title: SVP Corporate Secretary
Executive HQ :301-590-6500 Export
J Bennett
Title: EVP Enforcement
Executive HQ :301-590-6500 Export
Linda Fienberg
Title: Pres FINRA Dispute Res/Chief Hearing Officer
Executive HQ :301-590-6500 Export
Jonathan Sokobin
Title: Chief Economist/SVP
Executive HQ :301-590-6500 Export
Steven Joachim
Title: EVP Transparency Services
Executive HQ :301-590-6500 Export
Thomas Gira
Title: EVP Market Regulation
Sales - Marketing HQ :301-590-6500 Export
Cameron Funkhouser
Title: EVP Office Fraud Detection/Market Intelligence
Sales - Marketing HQ :301-590-6500 Export
Michael Rufino
Title: Executive Vice President, Head of FINRA Member Regulation—Sales Practice
Sales - Marketing HQ :301-590-6500 Export
Mike Rufino
Title: Head Member Regulation/Sales Practice
Executive HQ :301-590-6500 Export
Bill Wollman
Title: Head Member Regulation/ ROOR
Executive HQ :301-590-6500 Export
Richard Berry
Title: EVP/Dir Dispute Resolution
Executive HQ :301-590-6500 Export
Gerri Walsh
Title: Pres/VP FINRA Investor Education
Executive HQ :301-590-6500 Export
Showing 1 to 21 of 21 entries

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Additional Info:

Want to know how to get in touch with them? Lead411 has the email addresses of FINRA's top officials for the company domain format. FINRA is a Investment bank/brokerage company centred in Washington, DC and our profiles could include more contact information like cfo people, linkedin contacts, phone numbers and facebook pages. If you sign up for our free trial you will see our addresses.

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Ceo Reference:

Richard Ketchum
FINRA's CEO/Chairman is Richard Ketchum. They are based in Washington, DC, and you can find their Lead411 profile filed under the Investment bank/brokerage industry. Richard Ketchum's profile contains twitter, phone numbers, linkedin, wiki, and biography information, and you can also find other FINRA contact information and email addresses on Lead411 with the domain format. Some possible email formats for Richard Ketchum are,,, and If you sign up for our free trial you will see our addresses.

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Mercator Capital LLC
This includes Mercator Capital LLC email format addresses with the domain, contacts, phone numbers, linkedin info, cfo employees, and facebook profiles. Mercator Capital LLC is a Investment bank/brokerage business with its headquarters based in Washington, DC. If you sign up for our free trial you will see our addresses.
Civitas Group llc
Civitas Group llc, a Investment bank/brokerage company, is based in Washington, DC. They can be reached through Civitas Group llc email format addresses indicated on their Lead411 profile with a domain of If you sign up for our free trial you will see our addresses.
FOCUS Securities LLC
Looking for company data regarding FOCUS Securities LLC's CEO or CFO? FOCUS Securities LLC is part of the Investment bank/brokerage field and are located in the area of Washington, DC. Some of the helpful data that can be found on their Lead411 profile include FOCUS Securities LLC email addresses marked by the domain format Other contact information could contain cfo names, phone numbers, linkedin profiles, corporate contacts, and facebook profiles. If you sign up for our free trial you will see our addresses.
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