1735 K Street
Washington, DC 20006
Phone: 301-590-6500
Fax: N/A




5000 - 9999


20 - 50 Million


Finance->Investment Bank/Brokerage

SIC Code:

6282 - Investment Advice
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Richard Ketchum
Title: CEO/Chairman
Executive HQ :301-590-6500 Export
Steven Randich
Title: CIO/EVP
Technology HQ :301-590-6500 Export
Todd Diganci
Title: CFO/EVP
Finance HQ :301-590-6500 Export
Robert Colby
Title: Chief Legal Officer
Legal HQ :301-590-6500 Export
Tracy Johnson
Title: SVP HR
Human Resources HQ :301-590-6500 Export
Carlo Di Florio
Title: Chief Risk Officer & Head of Strategy
Finance HQ :301-590-6500 Export
Thomas Selman
Title: EVP Regulatory Policy
Legal HQ :301-590-6500 Export
Susan Axelrod
Title: EVP Regulatory Operations
Legal HQ :301-590-6500 Export
Gregory Ahern
Title: EVP Corporate Communications/Government Relat
Public Relations HQ :301-590-6500 Export
Marcia Asquith
Title: SVP Corporate Secretary
No Email Avail
Executive HQ :301-590-6500 Export
J Bennett
Title: EVP Enforcement
No Email Avail
Executive HQ :301-590-6500 Export
Linda Fienberg
Title: Pres FINRA Dispute Res/Chief Hearing Officer
Executive HQ :301-590-6500 Export
Jonathan Sokobin
Title: Chief Economist/SVP
Executive HQ :301-590-6500 Export
Steven Joachim
Title: EVP Transparency Services
Executive HQ :301-590-6500 Export
Thomas Gira
Title: EVP Market Regulation
Sales - Marketing HQ :301-590-6500 Export
Cameron Funkhouser
Title: EVP Office Fraud Detection/Market Intelligence
Sales - Marketing HQ :301-590-6500 Export
Michael Rufino
Title: Executive Vice President, Head of FINRA Member Regulation—Sales Practice
Sales - Marketing HQ :301-590-6500 Export
Mike Rufino
Title: Head Member Regulation/Sales Practice
No Email Avail
Executive HQ :301-590-6500 Export
Bill Wollman
Title: Head Member Regulation/ ROOR
Executive HQ :301-590-6500 Export
Richard Berry
Title: EVP/Dir Dispute Resolution
Executive HQ :301-590-6500 Export
Gerri Walsh
Title: Pres/VP FINRA Investor Education
Executive HQ :301-590-6500 Export
Showing 1 to 21 of 21 entries

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Additional Info:

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Company Background:

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Ceo Reference:

Richard Ketchum
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